Stephen P. Michaud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Patrick Michaud, who also goes by Steve Michaud, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1986. Stephen had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2014 - December 31, 2017
THE LEADERS GROUP, INC.
May 17, 2012 - May 1, 2013
SAYBRUS EQUITY SERVICES, LLC
August 3, 2010 - May 2, 2012
VOYA FINANCIAL ADVISORS, INC.
November 15, 2007 - March 30, 2010
P.J. ROBB VARIABLE, LLC
February 8, 2005 - October 31, 2007
THE LEADERS GROUP, INC.
March 14, 2003 - October 22, 2004
VP DISTRIBUTORS LLC
August 30, 1993 - June 16, 2004
WS GRIFFITH SECURITIES, INC.
April 18, 1986 - August 30, 1993
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
