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Bruce Gregory Buscetto

CRD# 1425416·Registered 1985 - 1996
Barred: Bruce Gregory Buscetto was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Bruce Gregory Buscetto was a registered financial advisor. Bruce was a previously registered financial professional and started their career in finance 1985 - 1996. Bruce had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

FAIRCHILD FINANCIAL GROUP, INC.·CRD# 21404
BD
New York, NY
January 31, 1996 - February 8, 1996
L.C. WEGARD & CO., INC.·CRD# 3722
BD
New York, NY
September 30, 1994 - November 16, 1995
HIBBARD BROWN & CO., INC.·CRD# 18246
BD
New York, NY
May 24, 1988 - August 23, 1994
SHERWOOD CAPITAL, INC.·CRD# 10474
BD
February 2, 1987 - May 28, 1988
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
November 22, 1985 - January 31, 1987

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Current Firm

FF
FAIRCHILD FINANCIAL GROUP, INC.

FAIRCHILD FINANCIAL GROUP, INC. | VTR CAPITAL, INC. | VENTURE TRADING, INC.

CRD#: 21404 / SEC#: 8-38963
BD
Terminated by SEC on 01/22/2000

Contact Information

Established

Colorado since 11/03/1987

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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