Eric Darrisaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Darrisaw was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1987. Eric had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2013 - December 11, 2015
SECURITY CAPITAL BROKERAGE, INC.
July 7, 2011 - July 12, 2011
PRIME EXECUTIONS, INC.
April 28, 2004 - July 20, 2004
POTOMAC CAPITAL MARKETS, LLC
January 4, 2002 - April 3, 2002
GALWAY SECURITIES CORPORATION
November 18, 1998 - January 27, 2004
HARVEST CAPITAL INVESTMENTS LLC
January 30, 1998 - January 5, 2009
OMNI FINANCIAL GROUP, L.L.C.
August 4, 1993 - January 30, 1998
CYPRESS SECURITIES GROUP, INC.
June 3, 1988 - October 20, 1992
METRO EQUITIES CORPORATION
September 29, 1987 - May 13, 1988
CARTWRIGHT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITY CAPITAL BROKERAGE, INC.
CRD#: 35405 / SEC#: , 8-46669
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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