Michael S. Cashel

CAPCONNECT+ EMARKETS

Westlake Village, CA 91362

Some features on this profile are disabled

CRD#: 1425319

Professional summary

Michael Sean Cashel, who also goes by Michael Sean Cashel, Michael Cashel, Michael S Cashel, is a registered financial professional currently at CAPCONNECT+ EMARKETS located in Westlake Village, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 15 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Sean Cashel | Michael Cashel | Michael S Cashel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Sean Cashel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2025 - Present

CAPCONNECT+ EMARKETS

Office #1: 340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362

CRD#: 310433

Westlake Village, CA

Past

October 14, 2024 - September 30, 2025

CRESCENDO MARKETS LLC

CRD#: 298072

NEW YORK, NY

Past

September 6, 2019 - August 19, 2020

OPENDOOR SECURITIES LLC

CRD#: 226581

Jersey City, NJ

Past

January 17, 2018 - September 4, 2019

INTELLIGENT CROSS LLC

CRD#: 288946

Stamford, CT

Past

December 26, 2014 - October 23, 2015

LEVEL MARKETS, LLC

CRD#: 171752

Boston, MA

Past

September 16, 2008 - April 14, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

September 16, 2008 - April 5, 2016

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

May 2, 2006 - August 27, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

January 31, 2006 - April 11, 2006

WHITEMARSH CAPITAL ADVISORS

CRD#: 127373

MARLTON, NJ

Past

January 15, 2003 - May 17, 2005

HARBORSIDE SECURITIES, LLC

CRD#: 114053

NEW YORK, NY

Past

May 7, 2001 - March 1, 2002

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

October 17, 2000 - April 11, 2002

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

September 12, 1996 - September 29, 2000

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

February 16, 1988 - July 16, 1990

NATWEST SECURITIES CORPORATION

CRD#: 18238

NEW YORK, NY

Past

December 17, 1985 - January 14, 1988

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 9/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/4/2022

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 10/4/2022

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 10/4/2022

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/28/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/14/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/4/2022

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 10/4/2022

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/4/2022

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

CAPCONNECT+ EMARKETS

CAPCONNECT+ EMARKETS | CAPCONNECT+ EMARKETS, LLC

CRD#: 310433 / SEC#: , 8-70596

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362

Mailing Address

340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362

Phone number

(818) 657-0288

Established

Delaware since 07/27/2020

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CAPCONNECT+ INC.	PARENT COMPANY
DAFOULAS, KONSTANTINOS	CFO, CEO
ONESTO, RICHARD ERNEST	FINOP, PFO, POO	2453096
SWEENEY, BRIAN PATRICK	CCO	4174087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sean Leonard

WELLS FARGO CLEARING SERVICES, LLC

IAR

Camarillo, CA

Tania Mansouri

J.P. MORGAN SECURITIES LLC

Encino, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael S. Cashel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Sean Cashel's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRESCENDO MARKETS LLC

OPENDOOR SECURITIES LLC

INTELLIGENT CROSS LLC

LEVEL MARKETS, LLC

FIDELITY BROKERAGE SERVICES LLC

NATIONAL FINANCIAL SERVICES LLC

J.P. MORGAN SECURITIES LLC

WHITEMARSH CAPITAL ADVISORS

HARBORSIDE SECURITIES, LLC

ABN AMRO SECURITIES LLC

ABN AMRO INCORPORATED

MORGAN STANLEY & CO. LLC

NATWEST SECURITIES CORPORATION

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/16/1996

Series 7TO

Date: 10/4/2022

Series 99TO

Date: 10/4/2022

Series 57TO

Date: 10/4/2022

SIE

Date: 10/1/2018

Series 55

Date: 8/28/2006

Series 7

Date: 12/14/1985

Series 24

Date: 10/4/2022

Series 10

Date: 10/4/2022

Series 9

Date: 10/4/2022

FINRA

Current Firm

CAPCONNECT+ EMARKETS

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CAPCONNECT+ EMARKETS

TRUST BUT VERIFY

Similar Advisors