Robert B. Lawrence

FINANCIAL STRATEGIES FOR TODAY AND TOMORROW--WEALTH MGMT GROUP

Santa Ana, CA 92707

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CRD#: 1425298

Professional summary

Robert Brewer Lawrence JR, who also goes by Bob Lawrence, is a registered financial advisor currently at FINANCIAL STRATEGIES FOR TODAY AND TOMORROW--WEALTH MGMT GROUP located in Santa Ana, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Robert has worked at 4 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Lawrence

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RSL ENTERPRISES INC.;NON-INVESTMENT RELATED;TUSTIN,CA; TAX AND INSURANCE SERVICES;PRESIDENT/OWNER;05/2003;80 HRS/MONTH;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Brewer Lawrence JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2008 - Present

FINANCIAL STRATEGIES FOR TODAY AND TOMORROW--WEALTH MGMT GROUP

Office #1: 6 Hutton Centre Drive Penthouse Suite 1400, Santa Ana, CA 92707

RIA

CRD#: 145117

Santa Ana, CA

Past

December 3, 2004 - June 3, 2005

LIBERTY GROUP, LLC

CRD#: 106036

OAKLAND, CA

Past

February 6, 2003 - October 29, 2004

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

November 21, 1985 - February 11, 2003

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/25/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 8/25/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/20/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FINANCIAL STRATEGIES FOR TODAY AND TOMORROW--WEALTH MGMT GROUP

FINANCIAL STRATEGIES - WEALTH MANAGEMENT GROUP | FINANCIAL STRATEGIES FOR TODAY AND TOMORROW--WEALTH MGMT GROUP

CRD#: 145117 / SEC#:

California

Registered Investment Advisory firm - (4/25/2008 Approved)

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Contact information

Main Address

6 Hutton Centre Drive Penthouse Suite 1400, Santa Ana, CA 92707

Mailing Address

Phone number

(714) 368-7494

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert B. Lawrence

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Brewer Lawrence JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL STRATEGIES FOR TODAY AND TOMORROW--WEALTH MGMT GROUP

LIBERTY GROUP, LLC

GROVE POINT INVESTMENTS, LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2008

Series 63

Date: 7/11/1994

Series 22

Date: 8/25/1986

Series 6

Date: 11/20/1985

Current Firm

FINANCIAL STRATEGIES FOR TODAY AND TOMORROW--WEALTH MGMT GROUP

Contact information

Documents

Red Flags

Company Information

FINANCIAL STRATEGIES FOR TODAY AND TOMORROW--WEALTH MGMT GROUP

TRUST BUT VERIFY

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