Richard S. Daskin

RSD ADVISORS

Some features on this profile are disabled

CRD#: 1425254

Professional summary

Richard Scott Daskin, CFP®, who also goes by Richard S Daskin, is a registered financial advisor currently at RSD ADVISORS .

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Richard has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard S Daskin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Scott Daskin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

February 4, 2010 - Present

RSD ADVISORS

RIA

CRD#: 152447

Past

July 14, 1995 - February 10, 2006

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

May 26, 1992 - February 28, 1995

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

March 15, 1988 - April 23, 1992

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

December 17, 1985 - January 19, 1988

LAZARD FRERES & CO. LLC

CRD#: 2528

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RSD ADVISORS

RSD ADVISORS | RSD ADVISORS, LLC

CRD#: 152447 / SEC#: 801-125917

RIA

Registered Investment Advisory firm - (12/20/2022 Approved)

Connecticut

Registered Investment Advisory firm - (3/26/2020 Terminated)

Florida

Registered Investment Advisory firm - (6/22/2010 Approved)

New Jersey

Registered Investment Advisory firm - (8/10/2020 Terminated)

New York

Registered Investment Advisory firm - (2/1/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/22/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/3/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/14/1985

General Securities Representative Examination

Current Firm

RSD ADVISORS

RSD ADVISORS | RSD ADVISORS, LLC

CRD#: 152447 / SEC#: 801-125917

RIA

Registered Investment Advisory firm - (12/20/2022 Approved)

Connecticut

Registered Investment Advisory firm - (3/26/2020 Terminated)

Florida

Registered Investment Advisory firm - (6/22/2010 Approved)

New Jersey

Registered Investment Advisory firm - (8/10/2020 Terminated)

New York

Registered Investment Advisory firm - (2/1/2010 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Brooklyn, NY

Mailing Address

Phone number

(347) 689-2237

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B (2/27/2026)

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 78,126,462

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard S. Daskin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Scott Daskin's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLEACHER & COMPANY SECURITIES, INC.

PERSHING LLC

ALEX. BROWN & SONS INCORPORATED

LAZARD FRERES & CO. LLC

Primary Firm SEC Registration

RSD ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2009

Series 63

Date: 12/3/2004

Series 7

Date: 12/14/1985

Current Firm

RSD ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RSD ADVISORS

TRUST BUT VERIFY

Similar Advisors