Mark W. May
Professional summary
Mark William May was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Mark had worked at 7 firms, which includes LINCOLN NATIONAL PENSION INSURANCE COMPANY, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, OSAIC FA INC., SICOR SECURITIES INC, WOODBURY FINANCIAL SERVICES INC., ANCHOR NATIONAL FINANCIAL SERVICES INC., FSC SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 1988 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
September 1, 1988 - November 16, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 1, 1988 - November 16, 1989
OSAIC FA, INC.
April 26, 1988 - August 6, 1988
SICOR SECURITIES INC
June 5, 1987 - June 26, 1987
SICOR SECURITIES INC
June 2, 1987 - September 2, 1988
WOODBURY FINANCIAL SERVICES, INC.
June 6, 1986 - November 18, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
October 23, 1985 - June 17, 1986
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
LINCOLN NATIONAL PENSION INSURANCE COMPANY
CRD#: 10293 / SEC#: , 8-26735
Contact information
Documents
Red Flags
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