FM
Frederick V. Mcnair
VALMARK ADVISERS
Annapolis, MD
Some features on this profile are disabled
CRD#: 1425153
FM
Professional summary
Frederick Vallette Mcnair IV, who also goes by Fred Mcnair, is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Annapolis, Maryland and VALMARK SECURITIES, INC. located in Annapolis, Maryland.
Frederick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Frederick has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Fred Mcnair
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I RECEIVE COMMISSIONS FROM 1)INSURANCE SALES-VARIOUS COMPANIES, 2)INDEPENDENT BENEFIT SERVICES;3)PRINCIPAL FINANCIAL GROUP; 4)UNUM; AND 5) NQDC MUTUAL FUND PLATFORM FEES GENERATED THROUGH THE PRINCIPAL FG ARE PAID DIRECTLY TO VALMARK B/D-THEN TO MCNAIR & CO.
6)RENEWAL COMMISSIONS FROM OUTSIDE BROKERAGE FOR DI, LTC AND LIFE(PRIOR TO JOINING VALMARK/EIA, NON-MINNESOTA LFIE BUSINESS ARE PAID DIRECTLY TO MCNCO.///
7) The Guardian Life Insurance Company, General Agency First Financial Group, term conversion policy, not investment related, 1-5 hours per month, receives compensation, started 2/2020
CRS (Client Relationship Summary) - RIA
Click below to view Frederick Vallette Mcnair IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2001 - Present
VALMARK ADVISERS, INC.
RIA
CRD#: 108050
Annapolis, MD
Current
July 5, 2001 - Present
VALMARK SECURITIES, INC.
Office #1: 5 Park Place Suite 529, Annapolis, MD 21401BD
CRD#: 31243
Annapolis, MD
Past
April 25, 1991 - July 26, 2001
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
January 21, 1986 - December 31, 1990
CAPITOL SECURITIES MANAGEMENT, INC.
BD
CRD#: 14169
GLEN ALLEN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/5/2001)
IAR
California(2/11/2002)
IAR
Colorado(2/8/2002)
RR
Colorado(1/7/2003)
RR
Connecticut(1/7/2003)
RR
Delaware(7/5/2001)
IAR
Delaware(4/5/2002)
RR
District of Columbia(7/5/2001)
IAR
Florida(4/1/2002)
RR
Florida(1/7/2003)
RR
Georgia(6/14/2003)
RR
Indiana(1/7/2003)
RR
Maryland(7/5/2001)
IAR
Maryland(12/12/2001)
RR
Massachusetts(1/7/2003)
RR
Mississippi(9/28/2012)
RR
New York(1/7/2003)
IAR
North Carolina(4/1/2002)
RR
North Carolina(1/7/2003)
RR
Oklahoma(4/6/2005)
IAR
Pennsylvania(4/4/2002)
RR
Pennsylvania(1/7/2003)
RR
South Carolina(1/7/2003)
RR
Texas(1/7/2003)
IAR
Virginia(8/2/2001)
RR
Virginia(3/5/2002)
RR
West Virginia(1/7/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
