Martin A. Culver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Alan Culver, who also goes by Marty Culver, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1986. Martin had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2014 - December 31, 2017
WADDELL & REED
October 16, 2014 - December 31, 2017
WADDELL & REED
January 25, 2010 - October 13, 2014
MML INVESTORS SERVICES, LLC
January 22, 2010 - October 13, 2014
MML INVESTORS SERVICES, LLC
January 7, 2010 - January 14, 2010
WADDELL & REED
December 7, 2009 - January 14, 2010
WADDELL & REED
May 17, 2007 - October 6, 2009
LPL FINANCIAL LLC
November 30, 2005 - May 3, 2007
INVEST FINANCIAL CORPORATION
May 8, 2003 - December 1, 2005
ONB INVESTMENT SERVICES, INC.
April 24, 2002 - May 2, 2003
BANC ONE SECURITIES CORPORATION
January 4, 1999 - May 11, 2000
NATCITY INSURANCE SERVICES, INC.
August 3, 1998 - January 4, 1999
IFMG SECURITIES, INC.
March 18, 1998 - August 3, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
March 18, 1998 - May 11, 2000
NATCITY INVESTMENTS, INC.
January 13, 1995 - February 19, 1998
LPL FINANCIAL LLC
June 6, 1992 - December 31, 1994
WALL STREET ACCESS
October 26, 1990 - June 1, 1992
UNITED PACIFIC FINANCIAL SERVICES, INC.
April 11, 1989 - October 19, 1990
MARKETING ONE SECURITIES, INC.
January 29, 1986 - June 20, 1989
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WADDELL & REED
CRD#: 866 / SEC#: 801-16720, 8-27030
Contact information
FINRA licenses (1 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WADDELL & REED FINANCIAL SERVICES, INC. | SHAREHOLDER | |
| AUDETTE, MATTHEW JON | PRESIDENT AND CHAIRMAN OF THE BOARD | 4003349 |
| DALEY, MICHAEL JOHN | VP AND FINANCIAL AND OPERATIONS PRINCIPAL | 6923129 |
| HANSEN, ELIZABETH ANN | SVP AND CHIEF COMPLIANCE OFFICER | 2199658 |
| HORAN-ADAMS, KIRBY LEPAK | EXECUTIVE VICE PRESIDENT | 5097259 |
| KRAMPER, MATTHEW SCOTT | VP AND PRINCIPAL OPERATIONS OFFICER | 2750651 |
| MIHAL, SHAWN MICHAEL | EXECUTIVE VICE PRESIDENT | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | ASSISTANT TREASURER | 2420144 |
| OROSCHAKOFF, MICHELLE | VICE-CHAIRMAN OF THE BOARD | 2403199 |
| SIMONICH, BRENT BLAIN | TREASURER | 3254859 |
Disclosures
| Regulatory Event | 29 |
| Civil Event | 1 |
| Arbitration | 11 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
