Lorraine A. Watson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lorraine Adair Watson, who also goes by Lorraine Adair Anderson, Lorraine Mugler, Loraaine Adair Watson, was a registered financial professional .
Lorraine is a previously registered financial professional and started their career in finance in 1985. Lorraine had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2008 - June 15, 2016
STRATEGIC ADVISERS LLC
April 26, 2001 - June 13, 2016
FIDELITY BROKERAGE SERVICES LLC
February 27, 2001 - April 26, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
January 27, 1994 - February 1, 2001
FIDELITY BROKERAGE SERVICES LLC
October 20, 1993 - November 23, 1993
ALLSTATE FINANCIAL SERVICES, LLC
October 9, 1992 - October 20, 1993
CETERA INVESTMENT SERVICES LLC
March 2, 1989 - October 15, 1992
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 2, 1986 - March 4, 1989
UBS FINANCIAL SERVICES INC.
October 25, 1985 - June 16, 1986
PAS, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/27/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
