Robert M. Werle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Werle, who also goes by Bob Werle, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2019 - November 9, 2023
COLUMBIA CAPITAL SECURITIES, INC.
June 24, 2014 - June 10, 2019
SANDLAPPER SECURITIES, LLC
October 25, 2011 - June 23, 2014
COLONY PARK FINANCIAL SERVICES LLC.
January 2, 2009 - October 1, 2009
BDO CAPITAL ADVISORS, LLC
November 30, 2004 - January 3, 2007
FTI CAPITAL ADVISORS, LLC
February 20, 1997 - August 14, 2003
JEFFERIES LLC
January 22, 1996 - February 18, 1997
ROBERTSON, STEPHENS & COMPANY LLC
April 5, 1990 - June 26, 1995
UBS FINANCIAL SERVICES INC.
October 19, 1988 - March 13, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLUMBIA CAPITAL SECURITIES, INC.
CRD#: 146838 / SEC#: , 8-67854
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DONAHUE, MICHAEL DAMIAN | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | 1469010 |
Red Flags
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