Paul V. Furfaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Vincent Furfaro, who also goes by Paul V Furfaro, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1986. Paul had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2018 - April 19, 2022
NATIONAL SECURITIES CORPORATION
November 7, 2012 - December 21, 2017
J.H. DARBIE & CO., INC.
September 15, 2010 - December 31, 2010
NORTHEAST SECURITIES, LLC
August 1, 2008 - January 9, 2009
NATIONWIDE SECURITIES, LLC
August 17, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
June 23, 2003 - September 1, 2005
AURORA CAPITAL LLC
March 24, 1995 - August 7, 2001
CITIGROUP GLOBAL MARKETS INC.
September 20, 1994 - March 31, 1995
MORGAN STANLEY DW INC.
March 26, 1992 - December 9, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 1990 - December 17, 1990
UBS FINANCIAL SERVICES INC.
September 15, 1989 - December 17, 1989
PRUDENTIAL EQUITY GROUP, LLC
November 5, 1987 - September 15, 1989
THOMSON MCKINNON SECURITIES INC.
January 21, 1986 - October 11, 1988
HAMILTON, GRANT & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
