Michael H. Han
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael H Han, who also goes by Jung Hoon Han, Michael Hoon Han, Michael Jung Hoon Han, Michael Han, Mike Han, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2014 - September 5, 2014
DINOSAUR FINANCIAL GROUP, L.L.C
May 10, 2011 - January 2, 2014
BNP PARIBAS SECURITIES CORP.
February 18, 2009 - May 13, 2011
MORGAN STANLEY & CO. LLC
August 16, 2000 - August 12, 2008
MORGAN STANLEY & CO. LLC
September 18, 1997 - August 14, 2000
COWEN AND COMPANY
February 12, 1996 - November 3, 1997
SOCGEN-CROSBY SECURITIES INC.
March 1, 1994 - January 23, 1996
NAVA SC SECURITIES, INC.
February 8, 1993 - February 23, 1994
NH INVESTMENT & SECURITIES AMERICA, INC.
May 26, 1989 - November 3, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 14, 1987 - May 8, 1989
BNY MELLON SECURITIES CORPORATION
October 22, 1985 - June 13, 1986
FIRST CHATHAM SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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