Darla J. East

D SQUARED CAPITAL MANAGEMENT

Oro Valley, AZ 85755

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CRD#: 1424509

Professional summary

Darla Jean East, who also goes by Darla J Schnell, Darla Jean Schnell, is a registered financial advisor currently at D SQUARED CAPITAL MANAGEMENT, LLC located in Oro Valley, Arizona.

Darla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Darla has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Darla J Schnell | Darla Jean Schnell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darla Jean East's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2010 - Present

D SQUARED CAPITAL MANAGEMENT, LLC

Office #1: 13973 N Stone Gate Pl, Oro Valley, AZ 85755

RIA

CRD#: 154019

Oro Valley, AZ

Past

August 25, 2004 - June 11, 2010

HARGIS CAPITAL MANAGEMENT

RIA

CRD#: 124604

BOZEMAN, MT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/28/2019)

IAR

Texas
(2/15/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2004

Uniform Investment Adviser Law Examination

Current Firm

D SQUARED CAPITAL MANAGEMENT, LLC

D SQUARED CAPITAL MANAGEMENT LLC | D SQUARED CAPITAL MANAGEMENT, LLC

CRD#: 154019 / SEC#:

Arizona

Registered Investment Advisory firm - (1/28/2019 Approved)

Montana

Registered Investment Advisory firm - (6/24/2019 Terminated)

Texas

Registered Investment Advisory firm - (2/15/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

13973 N Stone Gate Pl, Oro Valley, AZ 85755

Mailing Address

Phone number

(406) 551-2198

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 5,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Darla J. East

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darla Jean East's CRS (Customer Relationship Summary).

Certified licenses

Experience

D SQUARED CAPITAL MANAGEMENT, LLC

HARGIS CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2004

Current Firm

D SQUARED CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

D SQUARED CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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