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BK

Brent R. Kimball

GATEWAY WEALTH PARTNERS
North Hampton, NH
Some features on this profile are disabled
CRD#: 1424463
BK

Professional summary

Brent Roy Kimball, CFP® is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in North Hampton, New Hampshire and LPL FINANCIAL LLC located in North Hampton, New Hampshire.

Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Brent has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

What are your service offerings?
Retirement Planning
Estate Planning
Business Succession Planning
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Small Business Planning
Employee and Employer Plan Ben...
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Roy Kimball's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1989

Experience

Current

September 22, 2023 - Present

GATEWAY WEALTH PARTNERS, LLC

RIA
CRD#: 322789
North Hampton, NH
Current

January 27, 2022 - Present

LPL FINANCIAL LLC

RIA
BD
CRD#: 6413
North Hampton, NH
Past

January 26, 2022 - January 12, 2024

LPL FINANCIAL LLC

RIA
CRD#: 6413
Pembrook, NH
Past

January 10, 2011 - January 27, 2022

GWN SECURITIES INC.

RIA
CRD#: 128929
PEMBROKE, NH
Past

January 10, 2011 - January 27, 2022

GWN SECURITIES INC.

BD
CRD#: 128929
PEMBROKE, NH
Past

August 2, 2010 - February 4, 2011

LINCOLN INVESTMENT

RIA
CRD#: 519
SUNCOOK, NH
Past

August 2, 2010 - February 4, 2011

LINCOLN INVESTMENT

BD
CRD#: 519
SUNCOOK, NH
Past

June 4, 2008 - August 2, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

RIA
CRD#: 36451
SUNCOOK, NH
Past

June 4, 2008 - August 2, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

BD
CRD#: 36451
SUNCOOK, NH
Past

June 19, 2007 - June 4, 2008

EQUITY SERVICES, INC.

RIA
CRD#: 265
PEMBROKE, NH
Past

June 19, 2007 - June 4, 2008

EQUITY SERVICES, INC.

BD
CRD#: 265
PEMBROKE, NH
Past

October 22, 2003 - June 13, 2007

MM ASCEND LIFE INVESTOR SERVICES, LLC

RIA
CRD#: 36451
FREEDOM, NH
Past

September 30, 1999 - June 13, 2007

MM ASCEND LIFE INVESTOR SERVICES, LLC

BD
CRD#: 36451
CINCINNATI, OH
Past

February 12, 1990 - September 30, 1999

BERKSHIRE EQUITY SALES, INC.

BD
CRD#: 87
PITTSFIELD, MA
Past

November 26, 1985 - February 13, 1990

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 5496
WELLESLEY HILLS, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY

CRD#: 322789 / SEC#: 801-126635

RIA
Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/2/2025)
RR
Florida
(1/27/2022)
RR
Maine
(1/27/2022)
RR
Massachusetts
(1/28/2022)
RR
New Hampshire
(1/27/2022)
IAR
New Hampshire
(9/22/2023)
RR
New Jersey
(7/12/2022)
RR
Rhode Island
(2/9/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/11/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/22/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/25/1985
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/23/2007
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY

CRD#: 322789 / SEC#: 801-126635

RIA
Registered Investment Advisory firm - (9/26/2022 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66

SEC notice filing (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GATEWAY WEALTH PARTNERS, LLC WRAP PROGRAM BROCHURE (10/3/2025)
GATEWAY DISCLOSURE BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts5,702
AUM (Assets Under Management)$ 1,249,772,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789North Hampton, NH

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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