BK
Brent R. Kimball
GATEWAY WEALTH PARTNERS
North Hampton, NH
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CRD#: 1424463
BK
Professional summary
Brent Roy Kimball, CFP® is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in North Hampton, New Hampshire and LPL FINANCIAL LLC located in North Hampton, New Hampshire.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Brent has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Estate Planning
Business Succession Planning
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Small Business Planning
Employee and Employer Plan Ben...
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 01/11/2022 - Gateway Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2021 - 1 Hr/Mth 2) 01/18/2022 - ALEX'S TEAM FOUNDATION - Non-Profit Board Member - Non-Inv Rel - Woburn, MA - Start: 03/2002 3) 03/16/2022 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Owner - Start Date - 01/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading. 4) 03/23/2022 - Kimball Financial - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading. 5) 10/23/2023 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/16/2023 - 80 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Brent Roy Kimball's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
September 22, 2023 - Present
GATEWAY WEALTH PARTNERS, LLC
RIA
CRD#: 322789
North Hampton, NH
Current
January 27, 2022 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
North Hampton, NH
Past
January 26, 2022 - January 12, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
Pembrook, NH
Past
January 10, 2011 - January 27, 2022
GWN SECURITIES INC.
RIA
CRD#: 128929
PEMBROKE, NH
Past
January 10, 2011 - January 27, 2022
GWN SECURITIES INC.
BD
CRD#: 128929
PEMBROKE, NH
Past
August 2, 2010 - February 4, 2011
LINCOLN INVESTMENT
RIA
CRD#: 519
SUNCOOK, NH
Past
August 2, 2010 - February 4, 2011
LINCOLN INVESTMENT
BD
CRD#: 519
SUNCOOK, NH
Past
June 4, 2008 - August 2, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
RIA
CRD#: 36451
SUNCOOK, NH
Past
June 4, 2008 - August 2, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
SUNCOOK, NH
Past
June 19, 2007 - June 4, 2008
EQUITY SERVICES, INC.
RIA
CRD#: 265
PEMBROKE, NH
Past
June 19, 2007 - June 4, 2008
EQUITY SERVICES, INC.
BD
CRD#: 265
PEMBROKE, NH
Past
October 22, 2003 - June 13, 2007
MM ASCEND LIFE INVESTOR SERVICES, LLC
RIA
CRD#: 36451
FREEDOM, NH
Past
September 30, 1999 - June 13, 2007
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
CINCINNATI, OH
Past
February 12, 1990 - September 30, 1999
BERKSHIRE EQUITY SALES, INC.
BD
CRD#: 87
PITTSFIELD, MA
Past
November 26, 1985 - February 13, 1990
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2025)
RR
Florida(1/27/2022)
RR
Maine(1/27/2022)
RR
Massachusetts(1/28/2022)
RR
New Hampshire(1/27/2022)
IAR
New Hampshire(9/22/2023)
RR
New Jersey(7/12/2022)
RR
Rhode Island(2/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GATEWAY WEALTH PARTNERS, LLC
CRD#: 322789North Hampton, NHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
