Anil P. Raman
Professional summary
Anil Prakash Raman is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Pleasanton, California.
Anil is registered as a RR (Registered Representative) and started their career in finance in 1986. Anil has worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anil Prakash Raman's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2000 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 5776 Stoneridge Mall Road Ste 343, Pleasanton, CA 94588April 11, 1996 - May 7, 1999
AMERICAN INVESTORS COMPANY
September 19, 1990 - March 27, 1996
PRINCIPAL SECURITIES, INC.
December 10, 1987 - October 3, 1988
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 24, 1986 - August 17, 1987
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2000)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863Pleasanton, CA 94588TRUST BUT VERIFY
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