Louis N. Nizza
Professional summary
Louis Nick Nizza JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Louis is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Louis had worked at 6 firms, which includes FIRST LIBERTY INVESTMENT GROUP INC., ROYAL HUTTON SECURITIES CORP., JOSEPH ROBERTS & CO. INC., HUNTER INTERNATIONAL SECURITIES INC., BARRON CHASE SECURITIES INC., HORIZONS INTERNATIONAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 1997 - November 17, 1997
FIRST LIBERTY INVESTMENT GROUP, INC.
August 6, 1997 - November 11, 1997
ROYAL HUTTON SECURITIES CORP.
August 1, 1996 - October 22, 1996
JOSEPH ROBERTS & CO., INC.
November 10, 1994 - June 3, 1996
HUNTER INTERNATIONAL SECURITIES, INC.
March 1, 1991 - September 8, 1994
BARRON CHASE SECURITIES, INC.
September 19, 1989 - July 27, 1990
HORIZONS INTERNATIONAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FIRST LIBERTY INVESTMENT GROUP, INC.
CRD#: 3536 / SEC#: , 8-6824
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST COMMONWEALTH INV. GRP | OWNER | |
| EMINENTE, CHRISTIAN LUCIANO | EXEC. VP | 2109308 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 10 |
Red Flags
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