Mohandai Surajballi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mohandai Surajballi, who also goes by Gloria Scheiman, was a registered financial professional .
Mohandai is a previously registered financial professional and started their career in finance in 1985. Mohandai had worked at 20 firms and has passed the Series 63, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 12, Series 24, Series 53, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2022 - February 21, 2024
LONG BRIDGE SECURITIES, LLC
March 19, 2020 - July 5, 2021
AVIOR CAPITAL MARKETS US, LLC
March 14, 2018 - February 27, 2024
JETT CAPITAL ADVISORS, LLC
August 8, 2017 - February 16, 2024
ARK SECURITIES LLC
July 23, 2014 - June 8, 2015
MARTINEZ-AYME SECURITIES
April 5, 2011 - March 19, 2012
MERCURY EQUITY GROUP, LLC
October 8, 2010 - August 7, 2012
COVA CAPITAL PARTNERS LLC
May 5, 2008 - October 27, 2008
BASIC INVESTORS INC.
March 20, 2007 - May 24, 2007
ASD FINANCIAL SERVICES CORP
January 22, 2007 - March 6, 2007
ASD FINANCIAL SERVICES CORP
March 27, 2003 - January 11, 2005
NEW YORK GLOBAL SECURITIES, INC.
March 9, 2001 - May 25, 2001
THOMAS FLETCHER & COMPANY, INC.
October 13, 2000 - March 20, 2001
THE INVESTMENT CENTER, INC.
February 1, 1999 - July 19, 2000
SOLID ISG CAPITAL MARKETS, LLC
July 15, 1996 - May 23, 1997
COLEMAN & COMPANY SECURITIES, INC.
April 24, 1992 - July 8, 1996
CONTINUUM CAPITAL INC.
March 23, 1989 - July 17, 1990
MARCH CAPITAL CORP.
February 24, 1989 - March 23, 1989
SAVOIA, INC.
August 7, 1987 - August 29, 1991
WINDSOR IBC, INC.
April 23, 1987 - September 11, 1992
CIBC WORLD MARKETS CORP.
November 19, 1985 - May 2, 1987
FIRST NEW YORK SECURITIES L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 8/2/2004
Limited Representative-Equity Trader ExamSeries 12
Date: 9/9/1996
NYSE Branch Manager ExaminationCurrent Firm
LONG BRIDGE SECURITIES, LLC
CRD#: 314519 / SEC#: , 8-70711
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
