Deborah A. Jurek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Anne Jurek, who also goes by Debbie ^a^anne^ Downie ^^^, Deborah A Downie, Deborah Anne Downie, Debbie ^a^anne^ Jurek ^^^, Debbie Jurek, Deborah A Jurek ^^^, Deborah A Jurek, Deborah Anne Jurek ^^^, Deborah Anne Jurek, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1987. Deborah had worked at 12 firms and has passed the Series 63, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2013 - July 31, 2014
PARSONEX SECURITIES, INC.
December 6, 2010 - April 29, 2011
CETERA ADVISORS LLC
December 6, 2010 - April 29, 2011
CETERA ADVISORS LLC
May 12, 2009 - December 6, 2010
WORLD INVESTMENTS, LLC
May 4, 2009 - December 6, 2010
WORLD INVESTMENTS, LLC
September 4, 2008 - November 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 13, 2008 - August 7, 2008
MISCHLER FINANCIAL GROUP, INC.
May 2, 2006 - February 28, 2008
GUARDIAN INVESTOR SERVICES LLC
October 13, 2004 - August 24, 2005
PENSON FINANCIAL SERVICES, INC.
July 7, 2000 - July 12, 2004
MILLER TABAK + CO., LLC
July 30, 1999 - July 12, 2004
INTL FCSTONE CREDIT TRADING LLC
July 17, 1998 - July 7, 2000
MILLER TABAK HIRSCH & CO.
October 8, 1990 - August 3, 1998
NATIVE NATIONS SECURITIES, INC.
July 21, 1987 - May 23, 1989
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARSONEX SECURITIES, INC.
CRD#: 144412 / SEC#: , 8-67652
Contact information
FINRA licenses (50 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
