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PF

Peter K. Forras

FREESTONE CAPITAL MANAGEMENT
Brentwood, TN
Some features on this profile are disabled
CRD#: 1424057
PF

Professional summary

Peter Karl Forras JR, who also goes by Pete Forras, Peter Karl Jr Forras, is a registered financial advisor currently at FREESTONE CAPITAL MANAGEMENT, LLC located in Brentwood, Tennessee.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Peter has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 7, Series 6, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Pete Forras | Peter Karl Jr Forras

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Karl Forras JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 11, 2011 - Present

FREESTONE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 145711
Brentwood, TN
Past

April 20, 2011 - January 7, 2015

FREESTONE SECURITIES, LLC

BD
CRD#: 124260
SEATTLE, WA
Past

January 3, 2011 - April 12, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BEND, OR
Past

January 3, 2011 - April 12, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BEND, OR
Past

June 26, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
BEND, OR
Past

June 26, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
BEND, OR
Past

May 18, 2009 - June 16, 2009

ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.

BD
CRD#: 32338
HAGATNA,
Past

July 12, 1999 - January 11, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

July 1, 1998 - January 11, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
MERCER ISLAND, WA
Past

July 1, 1998 - July 12, 1999

BA INVESTMENT SERVICES, INC.

BD
CRD#: 12965
OAKLAND, CA
Past

July 13, 1994 - April 19, 1995

SIGNATOR FINANCIAL SERVICES, INC.

BD
CRD#: 19061
BOSTON, MA
Past

November 13, 1992 - July 1, 1998

SEAFIRST INVESTMENT SERVICES, INC.

BD
CRD#: 17411
SEATTLE, WA
Past

December 16, 1987 - May 21, 1992

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

August 7, 1987 - November 11, 1987

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Past

May 23, 1986 - March 12, 1988

SECURITIES MANAGEMENT & RESEARCH, INC.

BD
CRD#: 759
Past

December 16, 1985 - April 9, 1986

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FREESTONE CAPITAL MANAGEMENT, LLC
FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC

CRD#: 145711 / SEC#: 801-69073

RIA
Registered Investment Advisory firm - (4/25/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(5/10/2024)
IAR
Texas
(11/2/2023)
IAR
Washington
(4/11/2011)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/27/2009
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/9/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/26/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/7/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/19/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/15/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/1/1985
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/29/1994
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/19/1988
General Securities Principal Examination

Current Firm

FC
FREESTONE CAPITAL MANAGEMENT, LLC
FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC

CRD#: 145711 / SEC#: 801-69073

RIA
Registered Investment Advisory firm - (4/25/2008 Approved)
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Contact information

Main Address
701 5th Avenue 74th Floor, Seattle, WA 98104
Mailing Address
Phone number
(206) 707-7300
Established
Firm type
Fiscal year end
# of Employees
117

SEC notice filing (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FREESTONE CAPITAL MANAGEMENT LLC (8/19/2025)

Regulatory assets under management

Total Number of Accounts6,231
AUM (Assets Under Management)$ 11,493,619,610

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/16/2025
Cover Page
Report
11/21/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FREESTONE CAPITAL MANAGEMENT, LLC

CRD#: 145711Brentwood, TN

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