Roderick M. Latta
Professional summary
Roderick Michael Latta, who also goes by Mike Latta, R. Mike Latta, is a registered financial advisor currently at HAMILTON-BATES INVESTMENT RESEARCH, INC. located in Fort Worth, Texas.
Roderick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Roderick has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roderick Michael Latta's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2020 - Present
HAMILTON-BATES INVESTMENT RESEARCH, INC.
September 23, 2015 - June 16, 2020
INTRUSCO FINANCIAL SERVICES LLC
July 3, 2001 - October 14, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 3, 2001 - October 14, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 11, 1986 - July 10, 2001
AMERICAN GENERAL SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/10/2020)
Exams
Current Firm
HAMILTON-BATES INVESTMENT RESEARCH, INC.
CRD#: 114127 / SEC#: 801-60463
Contact information
Regulatory assets under management
| Total Number of Accounts | 360 |
| AUM (Assets Under Management) | $ 55,537,100 |
Red Flags
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