Donald M. Mcguire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Michael Mcguire was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1987. Donald had worked at 8 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2014 - December 31, 2022
INDEPENDENT BROKERAGE SOLUTIONS LLC
November 21, 2012 - June 25, 2014
NEWOAK CAPITAL MARKETS LLC
November 10, 2009 - December 13, 2010
CHATHAM FINANCIAL SECURITIES LLC
November 15, 2004 - November 30, 2007
LANE CAPITAL MARKETS LLC
January 18, 2002 - March 12, 2003
NATCITY INVESTMENTS, INC.
August 7, 1997 - May 17, 2000
ABN AMRO SECURITIES LLC
February 7, 1995 - July 22, 1997
UBS SECURITIES LLC
September 22, 1987 - April 18, 1989
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
INDEPENDENT BROKERAGE SOLUTIONS LLC
CRD#: 153563 / SEC#: , 8-68549
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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