Harry S. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Shane Davis, who also goes by Harry Shane Davis, Harry Davis, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1985. Harry had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2010 - November 1, 2012
BROOKVILLE CAPITAL PARTNERS
January 28, 2004 - October 21, 2010
WALLSTREET*E FINANCIAL SERVICES, INC.
January 13, 2003 - December 31, 2003
FIRST MONTAUK SECURITIES CORP.
December 13, 2000 - September 21, 2001
DENMARK INVESTMENT SERVICES, INC.
June 17, 1996 - December 31, 1997
BROOKSTREET SECURITIES CORPORATION
March 28, 1994 - July 15, 1994
WELLS FARGO SECURITIES INC.
August 11, 1992 - February 22, 1994
UBS FINANCIAL SERVICES INC.
May 30, 1992 - August 14, 1992
BA INVESTMENT SERVICES, INC.
January 17, 1991 - June 30, 1992
CAPITAL BROKERAGE CORPORATION
May 12, 1989 - January 22, 1991
GRIFFIN FINANCIAL SERVICES
October 21, 1988 - May 4, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
October 28, 1986 - July 6, 1987
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 17, 1985 - May 23, 1986
FIRST COLUMBIA CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKVILLE CAPITAL PARTNERS
CRD#: 102380 / SEC#: , 8-52119
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANTERBURY SECURITIES HOLDINGS INC. | SOLE MEMBER | |
| IEZZONI, GABRIEL ANTHONY | CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL | 1243767 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
