Michael G. Mayfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Gage Mayfield, who also goes by Michael G Mayfield, Michael Gage Mayfield, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2006 - March 8, 2013
SANTA BARBARA ASSET MANAGEMENT, LLC
August 12, 2002 - December 21, 2005
SANTA BARBARA ASSET MANAGEMENT
August 1, 1990 - November 29, 1994
NATWEST SECURITIES CORPORATION
April 5, 1989 - March 12, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
March 12, 1987 - March 12, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
October 23, 1985 - March 7, 1987
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
SANTA BARBARA ASSET MANAGEMENT, LLC
CRD#: 138123 / SEC#: 801-65003
Contact information
Red Flags
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