William K. Mccullough

SOLLINDA CAPITAL MANAGEMENT LLC

ROLAND, AR

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CRD#: 1423689

Professional summary

William Keith Mccullough, who also goes by Keith Mccullough, is a registered financial advisor currently at SOLLINDA CAPITAL MANAGEMENT LLC located in Roland, Arkansas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. William has worked at 8 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith Mccullough

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MCCULLOUGH FINANCIAL GROUP, LLC; INVESTMENT-RELATED; 20306 RIVER VIEW DR., ROLAND, AR 72135; A DBA FOR INVESTMENT ACTIVITIES; SOLE PROPRIETOR; 160 HOURS/MONTH; 160 HOURS/MONTH DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Keith Mccullough's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2025 - Present

SOLLINDA CAPITAL MANAGEMENT LLC

RIA

CRD#: 321742

ROLAND, AR

Past

July 6, 1994 - November 17, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 6, 1990 - June 28, 1994

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

February 22, 1989 - September 4, 1990

ANGLO-AMERICAN INVESTOR SERVICES CORP.

CRD#: 14278

CHARLOTTESVILLE, VA

Past

February 15, 1988 - March 1, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 8, 1987 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

December 5, 1986 - November 12, 1987

BOWMAN & COMPANY INCORPORATED

CRD#: 15983

Past

October 23, 1985 - November 26, 1986

DELTA FINANCIAL INVESTMENT CORPORATION

CRD#: 14391

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLLINDA CAPITAL MANAGEMENT LLC

CRD#: 321742 / SEC#: 801-127144

RIA

Registered Investment Advisory firm - (1/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/1/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/2/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

Current Firm

SOLLINDA CAPITAL MANAGEMENT LLC

CRD#: 321742 / SEC#: 801-127144

RIA

Registered Investment Advisory firm - (1/10/2023 Approved)

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Contact information

Main Address

1111 Brickell Ave 10th Floor, Suite 68, Miami, FL 33131

Mailing Address

200 First Ave. Nw Suite 303a, Hickory, NC 28601

Phone number

(844) 662-1211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE DISCLOSURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,506
AUM (Assets Under Management)	$ 909,386,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William K. Mccullough

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Keith Mccullough's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

ANGLO-AMERICAN INVESTOR SERVICES CORP.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

BOWMAN & COMPANY INCORPORATED

DELTA FINANCIAL INVESTMENT CORPORATION

Primary Firm SEC Registration

SOLLINDA CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/2024

Series 63

Date: 11/1/1985

Series 3

Date: 6/2/1986

Series 7

Date: 10/19/1985

Current Firm

SOLLINDA CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOLLINDA CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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