Ferrell Emanuel Daste Ii
Professional Summary
Ferrell Emanuel Daste II is a registered financial advisor currently at REEF RESOURCES, LLC located in Carmel, California. Ferrell is registered as a RR (Registered Representative) and started their career in finance in 1985. Ferrell has worked at 10 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 3, Series 7, Series 55, Series 10, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
REEF RESOURCES, LLC
Contact Information
Main Address
140 Lakeside Avenue Suite 100, Seattle, WA 98122Mailing Address
140 Lakeside Avenue Suite 100, Seattle, WA 98122Phone Number
(206) 686-6661Established
Delaware since 07/12/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MYERS, ANDREW CHRISTOPHER | CHIEF EXECUTIVE OFFICER | — |
| FEINGLAS, JEFFREY KENNETH | FINOP/CHIEF COMPLIANCE OFFICER | 4618380 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/17/2014)
(6/12/2014)
(6/17/2014)
(8/7/2014)
(6/11/2014)
(6/17/2014)
(6/17/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 2000About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2000About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ferrell Emanuel Daste II's CRS (Customer Relationship Summary).
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