Lynn M. Macdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Marie Macdonald, who also goes by Lynn Macdonald Groh, Lynn Groh, Lynn M Macdonald, was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 1996. Lynn had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2016 - June 15, 2018
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
August 18, 2014 - February 17, 2016
MMC SECURITIES LLC
May 31, 2011 - October 9, 2012
DWS DISTRIBUTORS, INC.
May 29, 2006 - May 31, 2011
DEAM INVESTOR SERVICES, INC.
June 8, 2001 - June 17, 2004
SANFORD C. BERNSTEIN & CO., LLC
November 11, 1996 - December 13, 1999
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
CRD#: 25567 / SEC#: , 8-41811
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
