Neil R. Post
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Randolph Post was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 1985. Neil had worked at 5 firms and has passed the Series 63, Series 55, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2006 - January 7, 2008
OPUS TRADING FUND LLC
March 6, 2001 - March 23, 2004
SCHONFELD SECURITIES, LLC
November 22, 2000 - February 26, 2001
SSI SECURITIES CORP.
June 5, 1993 - January 2, 2001
GKN SECURITIES CORP.
March 1, 1991 - November 10, 1992
SCHONFELD SECURITIES, LLC
June 13, 1990 - March 4, 1991
GKN SECURITIES CORP.
October 22, 1985 - July 7, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/15/2001
Limited Representative-Equity Trader ExamSeries 8
Date: 1/6/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
OPUS TRADING FUND LLC
CRD#: 125204 / SEC#: , 8-65779
Contact information
Documents
Red Flags
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