Lawrence G. Mcneill

U.S. CAPITAL WEALTH ADVISORS

New York, NY 10175

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CRD#: 1423055

Professional summary

Lawrence G Mcneill, who also goes by Larry Mcneill, Lawrence Gerard Mcneill, is a registered financial advisor currently at U.S. CAPITAL WEALTH ADVISORS, LLC located in New York, New York and USCA SECURITIES LLC located in Houston, Texas.

Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Lawrence has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Mcneill | Lawrence Gerard Mcneill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence G Mcneill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2026 - Present

U.S. CAPITAL WEALTH ADVISORS, LLC

Office #1: 521 Fifth Avenue 12th Floor, New York, NY 10175

RIA

CRD#: 288199

New York, NY

Current

May 7, 2026 - Present

USCA SECURITIES LLC

Office #1: 4444 Westheimer Suite G500, Houston, TX 77027

CRD#: 103789

Houston, TX

Past

November 1, 2019 - May 14, 2026

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

VERO BEACH, FL

Past

October 31, 2019 - May 14, 2026

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

VERO BEACH, FL

Past

June 1, 2009 - November 5, 2019

MORGAN STANLEY

RIA

CRD#: 149777

Paramus, NJ

Past

June 1, 2009 - November 5, 2019

MORGAN STANLEY

CRD#: 149777

Paramus, NJ

Past

May 30, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PEARL RIVER, NY

Past

May 30, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PEARL RIVER, NY

Past

September 19, 2002 - June 13, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PEARL RIVER, NY

Past

July 15, 1999 - June 13, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PEARL RIVER, NY

Past

September 28, 1998 - June 15, 1999

MUFG SECURITIES AMERICAS INC.

CRD#: 19685

NEW YORK, NY

Past

March 10, 1997 - March 26, 1997

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

November 28, 1986 - October 28, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 22, 1985 - May 9, 1986

NEUBERGER BERMAN MANAGEMENT LLC

CRD#: 5493

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

U.S. CAPITAL WEALTH ADVISORS, LLC

LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC

CRD#: 288199 / SEC#: 801-110515

RIA

Registered Investment Advisory firm - (5/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/7/2026)

Delaware
(5/7/2026)

Florida
(5/7/2026)

Georgia
(5/7/2026)

Maryland
(5/7/2026)

Massachusetts
(5/7/2026)

New Jersey
(5/7/2026)

IAR

New Jersey
(5/8/2026)

New York
(5/7/2026)

IAR

New York
(5/8/2026)

Pennsylvania
(5/7/2026)

Texas
(5/7/2026)

IAR

Texas
(5/7/2026)

Virginia
(5/7/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/18/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

Current Firm

U.S. CAPITAL WEALTH ADVISORS, LLC

LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC

CRD#: 288199 / SEC#: 801-110515

RIA

Registered Investment Advisory firm - (5/3/2017 Approved)

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Contact information

Main Address

4444 Westheimer Rd. Suite G500, Houston, TX 77027

Mailing Address

Phone number

(713) 366-0500

Established

Firm type

Fiscal year end

# of Employees

133

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

USCWA ADV PART 2A MARCH 28, 2025 (5/29/2025)

Regulatory assets under management

Total Number of Accounts	10,833
AUM (Assets Under Management)	$ 7,282,480,817

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2026	Cover Page	Report
02/21/2025	Cover Page	Report
01/23/2024	Cover Page	Report
03/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Lawrence G. Mcneill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence G Mcneill's CRS (Customer Relationship Summary).

Certified licenses

Experience

U.S. CAPITAL WEALTH ADVISORS, LLC

USCA SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MUFG SECURITIES AMERICAS INC.

BNP PARIBAS SECURITIES CORP.

UBS FINANCIAL SERVICES INC.

NEUBERGER BERMAN MANAGEMENT LLC

Primary Firm SEC Registration

U.S. CAPITAL WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/1999

Series 63

Date: 12/18/1985

SIE

Date: 10/1/2018

Series 7

Date: 10/19/1985

FINRA

Investors' Exchange LLC

Current Firm

U.S. CAPITAL WEALTH ADVISORS, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

U.S. CAPITAL WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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