Anil K. Sharma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anil Kumar Sharma, who also goes by Neil Sharma, was a registered financial professional .
Anil is a previously registered financial professional and started their career in finance in 1985. Anil had worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2020 - April 29, 2022
BOLLIN WEALTH MANAGEMENT, LLC
March 1, 2019 - June 4, 2020
WOODBURY FINANCIAL SERVICES, INC.
December 1, 2006 - March 1, 2019
QUESTAR CAPITAL CORPORATION
December 17, 2001 - December 1, 2006
USALLIANZ SECURITIES, INC.
September 5, 2001 - December 14, 2001
FSC SECURITIES CORPORATION
June 6, 1994 - September 6, 2001
WMA SECURITIES, INC.
October 27, 1993 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 25, 1985 - October 26, 1993
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BOLLIN WEALTH MANAGEMENT, LLC
CRD#: 150396 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 146 |
| AUM (Assets Under Management) | $ 70,200,000 |
Red Flags
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