David R. Bolduc
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Russell Bolduc, who also goes by Dave Bolduc, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1985. David had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2005 - February 17, 2012
INVESTORS CAPITAL CORP.
July 24, 2002 - June 16, 2005
EASTERN POINT ADVISORS INC.
January 12, 1993 - February 17, 2012
INVESTORS CAPITAL CORP.
September 5, 1990 - January 13, 1993
VOYA FINANCIAL ADVISORS, INC.
November 24, 1986 - May 25, 1990
NLBS ADVISERS, INC.
November 7, 1985 - December 4, 1986
INVESTACORP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
