Richard K. Ainsberg
Professional summary
Richard Kevin Ainsberg is a registered financial advisor currently at TWENTY-FIRST TAILORED SOLUTIONS, INC. located in Scarsdale, New York and CRITO CAPITAL LLC located in New York, New York.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Richard has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Kevin Ainsberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2020 - Present
TWENTY-FIRST TAILORED SOLUTIONS, INC.
December 11, 2019 - Present
CRITO CAPITAL LLC
Office #1: 45 Rockefeller Plaza Suite 2000, New York, NY 10111October 9, 2008 - January 27, 2020
TWENTY-FIRST SECURITIES CORPORATION
January 9, 2006 - September 19, 2008
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
TWENTY-FIRST TAILORED SOLUTIONS, INC.
CRD#: 158381 / SEC#: 801-72603
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2020)
(5/21/2021)
(7/31/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TWENTY-FIRST TAILORED SOLUTIONS, INC.
CRD#: 158381 / SEC#: 801-72603
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 450,249,759 |
Red Flags
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