Edward C. Favreau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Charles Favreau, who also goes by Ed Favreau, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1985. Edward had worked at 7 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2005 - April 18, 2013
WEEDEN & CO.L.P.
September 19, 2000 - October 21, 2005
RAFFERTY CAPITAL MARKETS, LLC
December 22, 1993 - July 19, 1999
U.S. BANCORP INVESTMENTS, INC.
August 14, 1991 - May 7, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 14, 1991 - May 7, 1993
OSAIC FA, INC.
August 2, 1989 - December 21, 1989
ASPEN CAPITAL GROUP, INCORPORATED
October 23, 1985 - June 8, 1988
CRAIG-HALLUM, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEEDEN & CO.L.P.
CRD#: 16835 / SEC#: 801-57163, 8-37267
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIPER JAFFRAY COMPANIES | 100% OWNER | |
| MCCAGUE, ANNCHARLOTTE | CHIEF COMPLIANCE OFFICER | 1108448 |
Disclosures
| Regulatory Event | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
