Lynn K. Wigginton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Kathleen Wigginton was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 1986. Lynn had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2015 - July 11, 2016
QUESTAR ASSET MANAGEMENT, INC.
December 17, 2015 - July 11, 2016
QUESTAR CAPITAL CORPORATION
October 12, 2009 - November 30, 2015
WOODBURY FINANCIAL SERVICES, INC.
June 18, 2007 - November 30, 2015
WOODBURY FINANCIAL SERVICES, INC.
June 1, 2005 - May 7, 2007
EQUITABLE ADVISORS, LLC
April 19, 1989 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
April 19, 1989 - June 1, 2005
MONY SECURITIES CORPORATION
November 21, 1988 - March 29, 1989
PAMCO SECURITIES AND INSURANCE SERVICES
January 30, 1986 - December 9, 1988
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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