David R. Bernier

TRUSTAGE INVESTMENT MANAGEMENT

Madison, WI 53705

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CRD#: 1422500

Professional summary

David Richard Bernier is a registered financial advisor currently at TRUSTAGE INVESTMENT MANAGEMENT located in Madison, Wisconsin and CUNA BROKERAGE SERVICES, INC. located in Parkersburg, Iowa.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. David has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Richard Bernier's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2020 - Present

TRUSTAGE INVESTMENT MANAGEMENT

Office #1: 5910 Mineral Point Rd, Madison, WI 53705

RIA

CRD#: 105960

Madison, WI

Current

September 12, 2016 - Present

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

Parkersburg, IA

Past

December 22, 2020 - March 30, 2023

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

Union, KY

Past

October 29, 2008 - December 31, 2009

MISSIONSQUARE INVESTMENT SERVICES

CRD#: 23189

WASHINGTON, DC

Past

January 12, 2005 - September 29, 2008

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

LANSING, MI

Past

June 25, 2003 - January 3, 2005

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

CINCINNATI, OH

Past

November 20, 2000 - June 9, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

July 12, 1999 - November 8, 2000

OLD KENT FINANCIAL ADVISORS

CRD#: 17039

GRAND RAPIDS, MI

Past

January 13, 1999 - July 9, 1999

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

June 13, 1996 - January 7, 1999

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

November 10, 1995 - May 9, 1996

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

September 19, 1990 - October 31, 1995

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

March 22, 1989 - June 3, 1989

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Past

March 22, 1989 - June 3, 1989

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTAGE INVESTMENT MANAGEMENT

MEMBERS CAPITAL ADVISORS, INC. | TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960 / SEC#: 801-18140

RIA

Registered Investment Advisory firm - (1/4/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/3/2020)

Alaska
(4/3/2020)

Arizona
(4/3/2020)

Arkansas
(4/3/2020)

California
(4/3/2020)

Colorado
(4/3/2020)

Connecticut
(9/15/2021)

Delaware
(9/15/2021)

District of Columbia
(9/15/2021)

Florida
(4/3/2020)

Georgia
(4/3/2020)

Hawaii
(4/3/2020)

Idaho
(4/3/2020)

Illinois
(4/3/2020)

Indiana
(9/15/2021)

Iowa
(4/3/2020)

Kansas
(4/3/2020)

Kentucky
(9/15/2021)

Louisiana
(4/3/2020)

Maine
(9/15/2021)

Maryland
(9/15/2021)

Massachusetts
(9/15/2021)

Michigan
(9/22/2016)

IAR

Michigan
(12/22/2020)

Minnesota
(4/3/2020)

Mississippi
(4/3/2020)

Missouri
(4/3/2020)

Montana
(4/3/2020)

Nebraska
(4/3/2020)

Nevada
(4/3/2020)

New Hampshire
(9/15/2021)

New Jersey
(9/15/2021)

New Mexico
(4/3/2020)

New York
(9/15/2021)

North Carolina
(9/20/2021)

North Dakota
(4/3/2020)

Ohio
(9/15/2021)

Oklahoma
(4/3/2020)

Oregon
(4/3/2020)

Pennsylvania
(9/15/2021)

Rhode Island
(9/15/2021)

South Carolina
(9/15/2021)

South Dakota
(4/3/2020)

Tennessee
(9/15/2021)

Texas
(4/3/2020)

Utah
(4/3/2020)

Vermont
(9/15/2021)

Virginia
(9/15/2021)

Washington
(4/3/2020)

West Virginia
(9/15/2021)

Wisconsin
(4/3/2020)

Wyoming
(4/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/12/2016

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 1/8/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRUSTAGE INVESTMENT MANAGEMENT

MEMBERS CAPITAL ADVISORS, INC. | TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960 / SEC#: 801-18140

RIA

Registered Investment Advisory firm - (1/4/1983 Approved)

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Contact information

Main Address

5910 Mineral Point Rd, Madison, WI 53705

Mailing Address

Phone number

(608) 238-5851

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MEMBERS CAPITAL ADVISORS (D/B/A TRUSTAGE INVESTMENT MANAGEMENT) BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	363
AUM (Assets Under Management)	$ 37,252,230,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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David R. Bernier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Richard Bernier's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

MISSIONSQUARE INVESTMENT SERVICES

CUNA BROKERAGE SERVICES, INC.

W&S BROKERAGE SERVICES, INC.

EDWARD JONES

OLD KENT FINANCIAL ADVISORS

SII INVESTMENTS, INC.

CAPITAL BROKERAGE CORPORATION

LOCUST STREET SECURITIES, INC.

CAPITAL BROKERAGE CORPORATION

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TRUSTAGE INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2020

Series 63

Date: 9/22/2016

SIE

Date: 10/1/2018

Series 6

Date: 9/12/2016

Series 7

Date: 1/8/2001

FINRA

Current Firm

TRUSTAGE INVESTMENT MANAGEMENT

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTAGE INVESTMENT MANAGEMENT

TRUST BUT VERIFY

Contact information

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