Kevin R. Watters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Ray Watters was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1985. Kevin had worked at 6 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 1992 - July 24, 1992
TOUCHSTONE CAPITAL CORPORATION
October 9, 1989 - November 21, 1989
L.M. DREW & ASSOCIATES
September 18, 1989 - October 3, 1990
AMTEX FINANCIAL, INC.
April 20, 1989 - June 23, 1989
CAPITAL FIRST SECURITIES, INC.
September 30, 1988 - March 4, 1989
INVESTORS CENTER, INC.
December 17, 1985 - June 14, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TOUCHSTONE CAPITAL CORPORATION
CRD#: 26380 / SEC#: , 8-42519
Contact information
Documents
Red Flags
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