J D. Short
Professional summary
J David Short, who also goes by J D Short, James David Short, is a registered financial professional currently at X-CHANGE FINANCIAL ACCESS, LLC located in Chicago, Illinois.
J is registered as a RR (Registered Representative) and started their career in finance in 1985. J has worked at 4 firms and has passed the Series 57TO, SIE, Series 56 and Series 15 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view J David Short's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2011 - Present
X-CHANGE FINANCIAL ACCESS, LLC
Office #1: 222 W Adams Street Suite 450, Chicago, IL 60606April 2, 2004 - February 25, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 2, 1997 - April 2, 2004
ABN AMRO INCORPORATED
November 22, 1985 - January 2, 1997
THE CHICAGO CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 11/30/2011
Proprietary Trader Qualification ExaminationSeries 15
Date: 11/21/1985
Foreign Currency Options ExaminationCboe Exchange, Inc.
FINRA
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Current Firm
X-CHANGE FINANCIAL ACCESS, LLC
CRD#: 126201 / SEC#: , 8-65860
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
Red Flags
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