Alfonso Cobb
Professional summary
Alfonso Cobb, who also goes by Al Cobb, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Huntley, Illinois.
Alfonso is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Alfonso has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alfonso Cobb's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alfonso Cobb's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2026 - Present
MONEY CONCEPTS CAPITAL CORP
May 12, 2026 - Present
MONEY CONCEPTS CAPITAL CORP
August 6, 2024 - April 6, 2026
J.P. MORGAN SECURITIES LLC
July 22, 2024 - April 6, 2026
J.P. MORGAN SECURITIES LLC
July 13, 2018 - July 9, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 4, 2008 - July 13, 2018
STRATEGIC ADVISERS LLC
November 14, 2007 - July 9, 2021
FIDELITY BROKERAGE SERVICES LLC
December 8, 2005 - September 21, 2007
BMO HARRIS FINANCIAL ADVISORS, INC.
December 8, 2005 - September 21, 2007
BMO HARRIS FINANCIAL ADVISORS, INC.
April 12, 2004 - December 31, 2005
HARRISDIRECT LLC
January 22, 2004 - December 31, 2005
HARRISDIRECT LLC
July 9, 1987 - October 21, 2003
CHARLES SCHWAB & CO., INC.
January 13, 1987 - December 31, 1987
LINSCO FINANCIAL GROUP, INC.
February 19, 1986 - November 24, 1986
FIRST JERSEY SECURITIES, INC.
October 24, 1985 - February 12, 1986
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/13/2026)
(5/13/2026)
Exams
Series 7TO
Date: 7/2/2022
General Securities Representative ExaminationSeries 6TO
Date: 7/2/2022
Investment Company Products/Variable Contracts Representative ExaminationSeries 8
Date: 7/29/1991
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
