James F. Lubin

INFINITI WEALTH MANAGEMENT

Brewster, NY 10509

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CRD#: 1422319

Professional summary

James F Lubin, who also goes by James Francis Lubin, is a registered financial advisor currently at INFINITI WEALTH MANAGEMENT located in Brewster, New York.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. James has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Francis Lubin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James F Lubin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2021 - Present

INFINITI WEALTH MANAGEMENT

Office #1: 3 Starr Ridge Road Suite 103, Brewster, NY 10509

RIA

CRD#: 127216

Brewster, NY

Past

June 29, 1999 - July 15, 2003

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 19, 1985 - March 18, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INFINITI WEALTH MANAGEMENT

BEACON HILL PRIVATE WEALTH MANAGEMENT | INFINITI WEALTH MANAGEMENT | DURANTE & WATERS, LLC

CRD#: 127216 / SEC#: 801-68893

RIA

Registered Investment Advisory firm - (3/4/2008 Approved)

Texas

Registered Investment Advisory firm - (3/18/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/17/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

Current Firm

INFINITI WEALTH MANAGEMENT

BEACON HILL PRIVATE WEALTH MANAGEMENT | INFINITI WEALTH MANAGEMENT | DURANTE & WATERS, LLC

CRD#: 127216 / SEC#: 801-68893

RIA

Registered Investment Advisory firm - (3/4/2008 Approved)

Texas

Registered Investment Advisory firm - (3/18/2008 Terminated)

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Contact information

Main Address

3 Starr Ridge Road Suite 103, Brewster, NY 10509

Mailing Address

Phone number

(845) 278-8638

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (8/18/2025)

Regulatory assets under management

Total Number of Accounts	563
AUM (Assets Under Management)	$ 160,651,647

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James F. Lubin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James F Lubin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

INFINITI WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2011

Series 63

Date: 12/30/1985

Series 3

Date: 2/17/1987

Series 7

Date: 11/16/1985

Current Firm

INFINITI WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INFINITI WEALTH MANAGEMENT

TRUST BUT VERIFY

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