Eleanor D. Quarles
Professional summary
Eleanor Diane Quarles, who also goes by Eleanor Diane Sheppard, Eleanor Diane Strong, is a registered financial advisor currently at NICHOLAS HOFFMAN & COMPANY, LLC located in Atlanta, Georgia.
Eleanor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Eleanor has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eleanor Diane Quarles's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2008 - Present
NICHOLAS HOFFMAN & COMPANY, LLC
Office #1: 1355 Peachtree Street Suite 1450, Atlanta, GA 30309May 31, 2005 - September 22, 2006
WILMINGTON BROKERAGE SERVICES COMPANY
August 23, 1988 - May 31, 2005
WILMINGTON TRUST INVESTMENT MANAGEMENT
October 22, 1985 - August 1, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
NICHOLAS HOFFMAN & COMPANY, LLC
CRD#: 144516 / SEC#: 801-68306
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/17/2008)
Exams
Current Firm
NICHOLAS HOFFMAN & COMPANY, LLC
CRD#: 144516 / SEC#: 801-68306
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,215 |
| AUM (Assets Under Management) | $ 7,161,171,861 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/13/2024 | ||
| 10/17/2023 | ||
| 12/08/2022 |
Red Flags
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