Marlene Lupas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marlene Lupas, who also goes by Marlene Mary Chirinko, Marlene Chirinko Lupas, Marlene Chirinko Lupas, was a registered financial professional .
Marlene is a previously registered financial professional and started their career in finance in 1986. Marlene had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2015 - February 1, 2017
BB&T INVESTMENT SERVICES, INC.
December 2, 2015 - February 1, 2017
BB&T INVESTMENT SERVICES, INC.
October 16, 2013 - November 26, 2013
PNC CAPITAL ADVISORS LLC
April 17, 2013 - November 26, 2013
FORESIDE DISTRIBUTION SOLUTIONS, LLC
November 1, 2010 - April 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 3, 2000 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
January 1, 1992 - May 21, 1996
BANC OF AMERICA SECURITIES LLC
April 24, 1989 - January 1, 1992
SOVRAN INVESTMENT CORPORATION
April 15, 1986 - May 2, 1989
FIRST EASTERN BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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