Harry V. Manko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Vincent Manko, who also goes by Harry Manko, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1985. Harry had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2011 - September 30, 2014
NABSECURITIES, LLC
October 20, 2009 - January 3, 2011
LOOP CAPITAL MARKETS LLC
November 10, 2008 - October 21, 2009
MAXIM GROUP LLC
June 14, 2006 - May 23, 2007
ABN AMRO INCORPORATED
October 3, 2005 - May 22, 2007
LASALLE FINANCIAL SERVICES, INC.
June 14, 2004 - October 5, 2005
ABN AMRO INCORPORATED
April 1, 1999 - June 14, 2004
BANC ONE CAPITAL MARKETS, INC.
March 10, 1998 - April 1, 1999
BANC ONE CAPITAL MARKETS, INC.
April 3, 1996 - February 10, 1998
J.P. MORGAN SECURITIES INC.
April 11, 1995 - March 26, 1996
CHASE SECURITIES, INC.
September 6, 1990 - March 16, 1995
R.W.PRESSPRICH & CO.
October 22, 1985 - August 30, 1990
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NABSECURITIES, LLC
CRD#: 47390 / SEC#: , 8-51785
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL AUSTRALIA BANK LIMITED | OWNER | |
| ALLAN-SMITH, JOHN NEVILLE | DIRECTOR / CHAIRMAN OF THE BOARD | 8027334 |
| KIRSCHENBLAT, CHAD ETHAN | FINOP & PFO | 2503352 |
| LESTER, MEREDITH | DIRECTOR | 7426691 |
| LYUBOMIRSKAYA, SVETLANA | DIRECTOR | 2793040 |
| MASCARENHAS, CARLA JANE | DIRECTOR | 6313662 |
| SCHILLING, MICHAEL JAMES | CHIEF COMPLIANCE OFFICER | 2609624 |
| TAIANO, RICHARD LOUIS | PRESIDENT / CEO / DIRECTOR | 3037875 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
