Michael J. Zolezzi

B. RILEY SECURITIES

Greenbrae, CA 94904

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CRD#: 1422147

Professional summary

Michael Jon Zolezzi is a registered financial professional currently at B. RILEY SECURITIES, INC. located in Greenbrae, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Jon Zolezzi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2026 - Present

B. RILEY SECURITIES, INC.

Office #1: 100 Drakes Landing Suite 1-305, Greenbrae, CA 94904

CRD#: 25027

Greenbrae, CA

Past

July 1, 1998 - January 9, 2020

COWEN AND COMPANY

CRD#: 7616

San Francisco, CA

Past

August 15, 1989 - July 1, 1998

FINANCIAL SQUARE PARTNERS

CRD#: 1541

NEW YORK, NY

Past

April 28, 1988 - August 7, 1989

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

March 19, 1986 - April 7, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/28/2026)

Colorado
(2/5/2026)

District of Columbia
(2/6/2026)

Florida
(2/5/2026)

Illinois
(2/6/2026)

Minnesota
(2/3/2026)

New Jersey
(2/23/2026)

New York
(2/3/2026)

Texas
(2/3/2026)

Wisconsin
(2/9/2026)

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 1/27/2026

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 3/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Status Unavailable

Passed: 7/5/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Status Unavailable

Passed: 6/14/2001

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

B. RILEY SECURITIES, INC.

B. RILEY FBR, INC. | FRIEDMAN, BILLINGS, RAMSEY & CO., INC. | FBR CAPITAL MARKETS & CO. | B. RILEY SECURITIES, INC.

CRD#: 25027 / SEC#: , 8-41426

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1655 Fort Myer Drive Suite 1200, Arlington, VA 22209

Mailing Address

1655 Fort Myer Drive Suite 1200, Arlington, VA 22209

Phone number

(310) 966-1444

Established

Delaware since 06/16/1989

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
B. RILEY SECURITIES HOLDINGS, INC.	DIRECT PARENT
MCNICOLL, PATRICE	CO-PRESIDENT	3199758
MOORE, ANDREW THOMAS	CHIEF EXECUTIVE OFFICER	4574997
NARDINI, JOSEPH ROBERT	CO-PRESIDENT	2387386
PIGOTT, FRANK	GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER	8052475
RILEY, BRYANT RICHARD	EXECUTIVE CHAIRMAN	1702453
SCHUTT, JANELLE REGINA	CONTROLLER	2853858
SWAIN, MARY ANN NELL	CHIEF FINANCIAL OFFICER	6484916

Disclosures

Regulatory Event	12
Civil Event	1
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Zolezzi

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Jon Zolezzi's CRS (Customer Relationship Summary).

Certified licenses

Experience

COWEN AND COMPANY

FINANCIAL SQUARE PARTNERS

TUCKER ANTHONY INCORPORATED

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 63

Passed: 1/27/2026

SIE

Passed: 10/1/2018

Series 7

Passed: 3/15/1986

Series 10

Passed: 7/5/2001

Series 9

Passed: 6/14/2001

FINRA

Nasdaq Stock Market

Current Firm

B. RILEY SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

B. RILEY SECURITIES, INC.

TRUST BUT VERIFY

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