Maria T. Giesige
Professional summary
Maria Theresa Giesige was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Maria is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, Maria had worked at 9 firms, which includes PROVISION FINANCIAL & ESTATE PLANNING, INVESTORS CAPITAL CORP., REGIS ASSET MANAGEMENT LLC, REGIS SECURITIES CORPORATION, AMERITAS INVESTMENT COMPANY LLC, COMMONWEALTH FINANCIAL NETWORK, OSAIC WEALTH INC., WMA SECURITIES INC., PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2007 - July 11, 2008
PROVISION FINANCIAL & ESTATE PLANNING
November 2, 2004 - January 18, 2007
INVESTORS CAPITAL CORP.
August 28, 2003 - October 13, 2004
REGIS ASSET MANAGEMENT LLC
July 1, 2003 - October 13, 2004
REGIS SECURITIES CORPORATION
March 14, 2000 - July 23, 2003
AMERITAS INVESTMENT COMPANY, LLC
April 8, 1999 - March 17, 2000
COMMONWEALTH FINANCIAL NETWORK
October 16, 1997 - April 9, 1999
OSAIC WEALTH, INC.
September 3, 1996 - November 7, 1997
WMA SECURITIES, INC.
June 27, 1986 - April 11, 1995
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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