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David O. Osborn

GENTER CAPITAL MANAGEMENT
LOS ANGELES, CA 90025
Some features on this profile are disabled
CRD#: 1422041
DO

Professional summary

David Owen Osborn is a registered financial advisor currently at GENTER CAPITAL MANAGEMENT located in Los Angeles, California and GENTER ADVISORS LLC located in Los Angeles, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. David has worked at 7 firms and has passed the Series 63, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Owen Osborn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 14, 2005 - Present

GENTER CAPITAL MANAGEMENT

Office #1: 11601 Wilshire Boulevard Suite 1600, Los Angeles, CA 90025
RIA
CRD#: 108618
LOS ANGELES, CA
Current

December 1, 2006 - Present

GENTER ADVISORS LLC

Office #1: 11601 Wilshire Blvd. 25th Fl., Los Angeles, CA, 90025-1770
RIA
CRD#: 113916
Los Angeles, CA
Past

July 8, 1997 - November 29, 2004

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
TORRANCE, CA
Past

June 24, 1996 - November 29, 2004

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

July 24, 1995 - January 5, 1996

ASB FINANCIAL SERVICES

BD
CRD#: 24280
IRVINE, CA
Past

July 28, 1994 - August 16, 1995

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA
Past

May 6, 1993 - July 30, 1994

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

July 13, 1989 - March 29, 1993

ASB FINANCIAL SERVICES

BD
CRD#: 24280
IRVINE, CA
Past

November 19, 1985 - May 8, 1989

GRIFFIN FINANCIAL SERVICES

BD
CRD#: 10823

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GENTER CAPITAL MANAGEMENT
GENTER CAPITAL MANAGEMENT | RNC GENTER CAPITAL MANAGEMENT | RNC CAPITAL MANAGEMENT LLC

CRD#: 108618 / SEC#: 801-55484

RIA
Registered Investment Advisory firm - (4/1/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/14/2005)

Exams

State Security Law Exam
RR
Series 63
Date: 7/8/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/7/1999
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/7/1999
General Securities Sales Supervisor - Options Module Examination

Current Firm

GC
GENTER CAPITAL MANAGEMENT
GENTER CAPITAL MANAGEMENT | RNC GENTER CAPITAL MANAGEMENT | RNC CAPITAL MANAGEMENT LLC

CRD#: 108618 / SEC#: 801-55484

RIA
Registered Investment Advisory firm - (4/1/1998 Approved)
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Contact information

Main Address
11601 Wilshire Blvd. 25th Floor, Los Angeles, CA, 90025-1770
Mailing Address
Phone number
(310) 477-6543
Established
Firm type
Fiscal year end
# of Employees
64

SEC notice filing (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GENTER CAPITAL FIRM BROCHURE 2024 (3/28/2025)

Regulatory assets under management

Total Number of Accounts4,072
AUM (Assets Under Management)$ 4,527,711,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GENTER CAPITAL MANAGEMENT

CRD#: 108618Los Angeles, CA 90025

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