Janet L. Vilorio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Lori Vilorio, who also goes by Janet Simkowite, Janet Lori Simkowitz, Janet Simkowitz, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1987. Janet had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2010 - December 2, 2019
MORGAN STANLEY
December 7, 2009 - December 2, 2019
MORGAN STANLEY
October 9, 2009 - December 3, 2009
RBC CAPITAL MARKETS, LLC
November 24, 1999 - October 9, 2009
J. B. HANAUER & CO.
August 23, 1995 - March 19, 1999
FINANCIAL NORTHEASTERN SECURITIES, INC.
December 21, 1993 - July 17, 1995
FAIC SECURITIES, INC.
May 21, 1992 - December 17, 1992
LITWIN SECURITIES INC.
July 13, 1990 - October 5, 1990
PRUDENTIAL EQUITY GROUP, LLC
May 8, 1989 - December 8, 1989
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 28, 1988 - May 11, 1989
SSI SECURITIES CORP.
April 18, 1988 - July 1, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 24, 1987 - December 8, 1989
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
