Robert G. Williams

ALHAMBRA INVESTMENT MANAGEMENT LLC

Murfreesboro, TN

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CRD#: 1421915

Professional summary

Robert Gordon Williams, who also goes by Bob Williams, is a registered financial advisor currently at ALHAMBRA INVESTMENT MANAGEMENT LLC located in Murfreesboro, Tennessee.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Robert has worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Gordon Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2012 - Present

ALHAMBRA INVESTMENT MANAGEMENT LLC

RIA

CRD#: 138537

Murfreesboro, TN

Past

June 19, 2009 - August 10, 2012

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

BLACK MOUNTAIN, NC

Past

June 16, 2009 - August 10, 2012

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

BLACK MOUNTAIN, NC

Past

December 31, 2001 - June 4, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ASHEVILLE, NC

Past

September 29, 2000 - June 4, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ASHEVILLE, NC

Past

August 14, 2000 - October 3, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 21, 1993 - August 14, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

November 18, 1985 - April 25, 1990

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALHAMBRA INVESTMENT MANAGEMENT LLC

ALHAMBRA INVESTMENT MANAGEMENT LLC | ALHAMBRA INVESTMENT PARTNERS LLC

CRD#: 138537 / SEC#: 801-66624

RIA

Registered Investment Advisory firm - (5/4/2006 Approved)

Texas

Registered Investment Advisory firm - (5/1/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/6/2012)

IAR

Tennessee
(4/20/2021)

IAR

Texas
(4/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/12/2001

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/6/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 8/28/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/20/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/14/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALHAMBRA INVESTMENT MANAGEMENT LLC

ALHAMBRA INVESTMENT MANAGEMENT LLC | ALHAMBRA INVESTMENT PARTNERS LLC

CRD#: 138537 / SEC#: 801-66624

RIA

Registered Investment Advisory firm - (5/4/2006 Approved)

Texas

Registered Investment Advisory firm - (5/1/2006 Terminated)

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Contact information

Main Address

8925 Sw 148 Street Suite 214, Palmetto Bay, FL 33176

Mailing Address

Po Box 1198, Aiken, SC 29802

Phone number

(305) 233-3772

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AIM GENERAL BROCHURE - 2025 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	486
AUM (Assets Under Management)	$ 278,558,234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert G. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Gordon Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

ALHAMBRA INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/12/2001

Series 65

Date: 12/6/1999

Series 63

Date: 8/10/1993

Series 31

Date: 8/28/2006

Series 7

Date: 10/20/1993

Series 6

Date: 11/14/1985

Current Firm

ALHAMBRA INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALHAMBRA INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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