Kenneth B. Wheeler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Bernard Wheeler was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1986. Kenneth had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2011 - July 17, 2012
BREITLING ROYALTY FUNDS, LLC
May 31, 2006 - April 13, 2010
WORKMAN SECURITIES CORPORATION
February 13, 1992 - June 5, 2006
BROKER DEALER FINANCIAL SERVICES CORP.
March 18, 1988 - February 5, 1992
DICKINSON & CO.
November 14, 1986 - December 31, 1987
LOCUST STREET SECURITIES, INC.
January 8, 1986 - December 2, 1986
IOWA REALTY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
BREITLING ROYALTY FUNDS, LLC
CRD#: 158264 / SEC#:
Contact information
Red Flags
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