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SJ

Sharon Lynn Johnson

CRD# 1421873·Registered 1985 - 1988
Previously Registered: Being a previously registered professional could mean that Sharon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sharon Lynn Johnson, who also goes by Sharon Lynn Kendrick, was a registered financial advisor. Sharon was a previously registered financial professional and started their career in finance 1985 - 1988. Sharon had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sharon Lynn Kendrick

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

PRELUDE SECURITIES CORP.·CRD# 18462
BD
August 15, 1988 - September 7, 1988
WINDSOR IBC, INC.·CRD# 19539
BD
January 28, 1988 - October 24, 1988
F.N. WOLF & CO., INC.·CRD# 13051
BD
November 3, 1986 - February 18, 1988
DENTON & COMPANY, INCORPORATED·CRD# 1630
BD
November 19, 1985 - October 22, 1986

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Current Firm

PS
PRELUDE SECURITIES CORP.

EDGEWATER SECURITIES, INC. | WALL STREET INVESTMENTS, INC. | PRELUDE SECURITIES CORP.

CRD#: 18462 / SEC#: 8-39759
BD
Terminated by FINRA on 06/13/1989

Contact Information

Established

New York since 04/13/1988

Firm Type

Corporation

Fiscal Year End

March

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1985About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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