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Henry M. Diamond

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CRD#: 1421786
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Henry Marshall Diamond was a registered financial professional .

Henry is a previously registered financial professional and started their career in finance in 1985. Henry had worked at 11 firms and has passed the Series 63, SIE, Series 22, Series 82, Series 6, Series 62 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 19, 2015 - April 6, 2016

CABIN SECURITIES, INC.

BD
CRD#: 137608
OVERLAND PARK, KS
Past

September 30, 2014 - September 25, 2015

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
Providence, RI
Past

September 27, 2006 - March 13, 2007

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
WARWICK, RI
Past

July 26, 2005 - June 14, 2006

HARVEST CAPITAL LLC

BD
CRD#: 35723
WETHERSFIELD, CT
Past

June 14, 2004 - January 3, 2005

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

June 14, 2004 - January 3, 2005

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

January 1, 1998 - May 4, 1999

DUPONT SECURITIES GROUP, INC.

BD
CRD#: 42305
NEW YORK, NY
Past

October 21, 1996 - December 3, 1997

EARNHARDT CO., INC.

BD
CRD#: 36209
WESTFIELD, NJ
Past

May 30, 1995 - October 17, 1996

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

September 14, 1987 - May 31, 1995

AMERICAN SECURITIES & RESEARCH CORPORATION

BD
CRD#: 19404
Past

December 6, 1985 - September 21, 1987

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/1/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/6/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 7/1/2015
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 82
Date: 9/30/2014
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 6
Date: 4/13/2004
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 8/17/1988
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 5/4/1988
Investment Company Products/Variable Contracts Principal Examination

Current Firm

CS
CABIN SECURITIES, INC.
ARGUS FINANCIAL SERVICES INC. | CABIN SECURITIES, INC. | ARI FINANCIAL SERVICES, INC.

CRD#: 137608 / SEC#: , 8-67097

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
6240 W 135th Street Suite 214, Overland Park, KS 66223
Mailing Address
6240 W 135th Street Suite 214, Overland Park, KS 66223
Phone number
(816) 699-1204
Established
Missouri since 09/06/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CANDLER, WILLIAM BRIANPRINCIPAL FINANCIAL OFFICER2802438
CANDLER, WILLIAM BRIANPRINCIPAL OPERATIONS OFFICER2802438
CANDLER, WILLIAM BRIANPRESIDENT2802438
ATCHITY, MARK AARONCHIEF COMPLIANCE OFFICER2530342

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CABIN SECURITIES, INC.

CRD#: 137608

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